Hong Kong International Corporate Secretaries

Form NNC4 for Notice of Court Order Restraining a Hong Kong Company from Name Use

Filing Form NNC4 to record a court order that restrains a Hong Kong company from using its name.

NNC4 at a glance

Official title
Notice of Court Order Restraining Company from Use of Name
Issued by
Companies Registry

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Form NNC4 Court Order Restraining Name Use Hong Kong

The Form NNC4 Court Order Restraining Name Use Hong Kong is a statutory form prescribed under the Companies Ordinance (Cap. 622) for filing a court order that prohibits a company from using its registered name. When the High Court issues an injunction restraining a company from using a name that infringes on another party's rights, the applicant must deliver a certified true copy of that court order to the Companies Registry using Form NNC4. This filing ensures the restriction appears on the public record and binds the company going forward.

Purpose of Form NNC4

Form NNC4 serves to register a court order that restrains a Hong Kong company from using its name. The Companies Ordinance (Cap. 622) gives the court power to make such an order where a company's name is misleading, offensive, or infringes on another person's intellectual property rights. Once filed, the order becomes part of the company's public record, and the Registrar will note the restriction against the company's name. The company must then comply with the order, which typically requires it to change its name within a specified period.

When a Court Order Restrains a Company Name

A court order restraining name use arises from a dispute where a party objects to a company's registered name. Common grounds include the name being identical or too similar to an existing trademark, business name, or company name. The aggrieved party may apply to the High Court for an injunction. If the court grants the order, it will specify the terms of the restraint, including any deadline for the company to adopt a new name. The applicant must then file Form NNC4 to give effect to the order at the Companies Registry.

Filing Requirements for Form NNC4

The filing requirement for Form NNC4 is straightforward but must be completed correctly. The form requires the following information:

  • The company's name and company number as registered with the Companies Registry
  • The case reference number of the court proceeding
  • The date of the court order
  • The name of the court that issued the order (typically the High Court)
  • The applicant's details

A certified true copy of the court order must accompany the form. The certification confirms the copy is a true reproduction of the original court document. The Companies Registry will not accept an uncertified copy.

NNC4 Form Hong Kong: Where to File

The NNC4 form Hong Kong is filed with the Companies Registry. The Registry accepts both paper filing and electronic submission through its e-Services portal. For paper filing, deliver the completed form and the certified true copy of the court order to the Companies Registry's office at Queensway, Hong Kong. For electronic filing, upload the form and the court order through the e-Services portal at https://www.eregistry.gov.hk/. The Registry does not charge a filing fee for Form NNC4, but the applicant bears the cost of obtaining the certified true copy from the court.

Court Order Company Name: Effect on the Public Record

Once the court order company name is filed using Form NNC4, the Companies Registry updates the company's public record to show the restraint. This means anyone searching the company's name on the Companies Registry's online database will see that a court order restricts its use. The company cannot rely on its registered name for business dealings until it complies with the order, typically by changing its name and filing Form NNC2 (Notice of Change of Company Name). The restraint remains on the record until the company resolves the matter.

Restraining Name Use: Legal Basis

The legal basis for restraining name use is found in the Companies Ordinance (Cap. 622). Section 662 gives the court power to direct a company to change its name if the name is the same as or too similar to a name appearing on the Registrar's index of company names. Section 663 allows the court to order a name change if the name gives so misleading an indication of the company's activities as to be likely to cause harm to the public. An injunction under these provisions is the mechanism for enforcing the restraint, and Form NNC4 is the vehicle for recording it.

Form NNC4 Filing: Steps to Complete

To complete a Form NNC4 filing, follow these steps:

  1. Obtain a certified true copy of the court order from the High Court registry.
  2. Download Form NNC4 from the Companies Registry's specified forms index at https://www.cr.gov.hk/en/forms/specified.htm.
  3. Complete the form with the company's details and the court order information.
  4. Attach the certified true copy of the court order.
  5. File the form and the court order with the Companies Registry either in person or through the e-Services portal.

The Registry will process the filing and update the company's record. The company then has the period specified in the court order to change its name.

Name Dispute and Company Name Objection

Form NNC4 is the final step in a name dispute or company name objection that reaches the court. Before court action, a party may object to a company name through the Companies Registry's administrative process, but if that fails, the matter proceeds to the High Court. The court order filed using Form NNC4 resolves the dispute by compelling the company to adopt a new name. The form therefore plays a critical role in enforcing intellectual property rights and preventing deceptive or misleading company names in Hong Kong.

Companies Registry and Form NNC4

The Companies Registry maintains the register of company names and ensures compliance with court orders. When it receives Form NNC4, the Registry records the restraint and may take further action if the company does not comply with the court order within the specified time. The Registry's role is administrative: it does not adjudicate name disputes but gives effect to court decisions. The specified forms index on the Registry's website lists Form NNC4 as the correct form for this purpose.

How to fill out Form NNC4

Page one of the official form. Every field named below appears on it in the same order.

How to fill out Form NNC4: page one of the Notice of Court Order Restraining Company from Use of Name form from the Companies Registry

1. 公司名稱 Company Name

Enter the full name of the company that is the subject of the court order. This must be the exact name as it appears on the company’s Certificate of Incorporation.

2. 法院命令所惠及人士發出的通知 Notice Given by the Person in whose Favour a Court Order was Made

This section is the body of the notice. You must state that you are giving notice that a court order has been made restraining the company from using the name you specify, or any part of that name. Write the restrained name clearly in the space provided.

3. 隨本表格交付的法院命令的日期 Date of Court Order Delivered with this Form

Enter the date of the court order that you are delivering with this form. Use the format DD / MM / YYYY. This date must match the date on the official copy of the court order you are filing.

5. 簽署 Signed

This box contains three items: - 簽署 Signed: The form must be signed by the person in whose favour the court order was made. If that person is not a natural person (e.g., a company), an authorised representative must sign. The form will be rejected if not properly signed. - 姓名 Name: Print the full name of the signatory. - 日期 Date: Enter the date of signing in DD / MM / YYYY format.

提交人資料 Presentor’s Reference

This section is for the person delivering the form to the Companies Registry. It is not for the filer of the notice if they are different. - 姓名/名稱 Name: Enter the name of the person or firm submitting the form. - 地址 Address: Enter the full correspondence address. - 電話 Tel / 傳真 Fax / 電郵 Email: Provide contact details. - 檔號 Reference: Enter your internal reference number, if any.

商業登記號碼 Business Registration Number

Enter the business registration number issued by the Business Registration Office of the Inland Revenue Department. This is the first 8 digits of the Business Registration Certificate number. Do not include the digits after the hyphen (“-“). For companies incorporated on or after 27 December 2023, or for re-domiciled companies, this number is also the number shown on the Certificate of Incorporation or Certificate of Re-domiciliation.

請勿填寫本欄 For Official Use

Do not write in this box. It is reserved for the Companies Registry.

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